Joint Optimization for Secure and Reliable Communications in Finite Blocklength Regime

Abstract

To realize ultra-reliable low latency communications with high spectral efficiency and security, we investigate a joint optimization problem for downlink communications with multiple users and eavesdroppers in the finite blocklength (FBL) regime. We formulate a multi-objective optimization problem to maximize a sum secrecy rate by developing a secure precoder and to minimize a maximum error probability and information leakage rate. The main challenges arise from the complicated multi-objective problem, non-tractable back-off factors from the FBL assumption, non-convexity and non-smoothness of the secrecy rate, and the intertwined optimization variables. To address these challenges, we adopt an alternating optimization approach by decomposing the problem into two phases: secure precoding design, and maximum error probability and information leakage rate minimization. In the first phase, we obtain a lower bound of the secrecy rate and derive a first-order Karush–Kuhn–Tucker (KKT) condition to identify local optimal solutions with respect to the precoders. Interpreting the condition as a generalized eigenvalue problem, we solve the problem by using a power iteration-based method. In the second phase, we adopt a weighted-sum approach and derive KKT conditions in terms of the error probabilities and leakage rates for given precoders. Simulations validate the proposed algorithm.